Senior compliance officer

 Luxembourg, Luxembourg

 

Permanent

Halian is looking for his client, who provides independent governance solutions to the financial sector including compliance function and RC services in Luxembourg, a senior compliance officer.

 

Your key responsibilities:

• Potential to take on Permanent Compliance Function roles for IFMs;

• Potential to take on RC (“Responsable du Contrôle”) roles for IFMs and/or UCIs;

• Supporting mebs’ clients with their day-to-day compliance subject matters;

• Maintaining and developing policies and procedures;

• Drafting compliance-related regulatory reports, including RC reports;

• Assisting with performing the internal controls of clients’ Compliance Monitoring Plans;

• Assisting with due diligence related matters;

• Ensuring AML/CFT screening is appropriately performed;

• Collaborating and assisting with other engagements of mebs’ Compliance team;

• Participating in projects implementing regulatory developments impacting the investment fund business;

• Liaising with internal and/or external parties on compliance-related matters;

 

Your profile:

• You have successfully completed a degree in Business Law, Business Administration, Finance or Economics;

• At least 5 years of experience working in Compliance within the financial sector;

• Strong knowledge and experience with the Luxembourg Funds Industry (traditional and alternative funds),

• You are able to translate technical requirements into operational process;

• Fluency in English

 

With over 27 years of experience, we have come to understand that innovation is the only way to provide agile, practical solutions that transform businesses and careers.

Our resourcing and smart services help you to realize tomorrow’s potential. Discover the amazing things possible when you bring the right people and the right technologies together."

Halian is looking for his client, who provides independent governance solutions to the financial sector including compliance function and RC services in Luxembourg, a senior compliance officer.

 

Your key responsibilities:

• Potential to take on Permanent Compliance Function roles for IFMs;

• Potential to take on RC (“Responsable du Contrôle”) roles for IFMs and/or UCIs;

• Supporting mebs’ clients with their day-to-day compliance subject matters;

• Maintaining and developing policies and procedures;

• Drafting compliance-related regulatory reports, including RC reports;

• Assisting with performing the internal controls of clients’ Compliance Monitoring Plans;

• Assisting with due diligence related matters;

• Ensuring AML/CFT screening is appropriately performed;

• Collaborating and assisting with other engagements of mebs’ Compliance team;

• Participating in projects implementing regulatory developments impacting the investment fund business;

• Liaising with internal and/or external parties on compliance-related matters;

 

Your profile:

• You have successfully completed a degree in Business Law, Business Administration, Finance or Economics;

• At least 5 years of experience working in Compliance within the financial sector;

• Strong knowledge and experience with the Luxembourg Funds Industry (traditional and alternative funds),

• You are able to translate technical requirements into operational process;

• Fluency in English

 

With over 27 years of experience, we have come to understand that innovation is the only way to provide agile, practical solutions that transform businesses and careers.

Our resourcing and smart services help you to realize tomorrow’s potential. Discover the amazing things possible when you bring the right people and the right technologies together."